; (4) a client who wishes to invest in capital market products by exercising the subscription right as a shareholder of a listed company on the Stock Exchange of Thailand in concurrent compliance with

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results in an offsetting of the position or by any other means under the rules of a derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means

results in an offsetting of the position or by any other means under the rules of a derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means

and Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 20/2547 Re: Rules for Derivatives Fund Management ______________________ To assure investors that the

first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to

under the Innovation Development Program to Support Provision of Capital Market Services [regulatory sandbox]. “fee” means a fee for undertaking business according to license; “Exchange” means the Stock

under the Innovation Development Program to Support Provision of Capital Market Services [regulatory sandbox]. “fee” means a fee for undertaking business according to license; “Exchange” means the Stock