._______________________________ * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor
SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its
SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting
rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
published in the Government Gazette and will take effect from 1 April 2026 onward. Notes: * Two relevant notifications are: 1. Notification of the Office of the Securities and Exchange Commission No
percent of sales when compared to the same period of 2018 with gain on exchange rate of 0.48 million baht or 0.06 percent of sales or 260.70 percent increase. - Affiliated companies (Gratitude Infinite
Co., Ltd.), a name similar to GIFT’s former name (Gratitude Infinite Public Company Limited), to operate a business of the same nature as GIFT and in direct competition with GIFT. Evidence indicated
only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF
the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and