considering which act of the person giving advice or the owner of the website or electronic media is or is not liable to be an undertaking of securities business in the category of investment advisory or an
those applied to person who works in securities business; (3) added clarity on the protection that investors will receive in case of the bankruptcy of the securities depository center as well
เปิดบัญชีและทำ e-KYC ทั้งนี้ เนื้อหาในแนวทางปฏิบัติฯ นี้ครอบคลุมการทำ KYC ทั ้งแบบพบเห็นลูกค้าต่อหน้า (face-to-face) โดยมีการใช้เครื ่องมือหรือเทคโนโลยีเข้ามาเสริมให้การดำเนินการ มีประสิทธิภาพ บรรลุหลัก
No. KorThor. 3/2551 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investors _____________ By virtue of Clause 3 and Clause 9 of the Derivatives Act B.E.2546 (2003
” means a person assigned by director of a juristic person to take the highest responsibility in managing such juristic person, no matter what the title is. “Custodian” means private fund custodian
this Notification “Management company” means securities company licensed to undertake securities business in the category of private fund management. “Manager” means a person assigned by director of a
2019 Annual General Meeting of Shareholders held on 24 April 2019 Agenda 2 To ratify previous request of financial assistance from the major shareholder and additional request in total amount not
October 24, 2017. The selling price is related to the market price in the same area. 5. Particulars of related person As of September 30, 2017, EKH is a major share holder of the company, with holding
market. In addition, there were records of the doubtful debt of the long trade receivables, the employee expenses such as bonus and the provision for penalty on project delay. Therefore, comparing the