services for institutional investors only. (5) 1 million baht for undertaking other securities businesses. SEC Assistant Secretary-General Paralee Sukonthaman said: “Setting an
SEC Secretary-General Rapee Sucharitkul revealed that “independence of the auditor is a key factor in establishing the reliability of the financial reports. When the international standards on this
accordance with the new CG Code. Participants from more than 250 listed companies were in attendance. SEC Senior Assistant Secretary-General Waratchya Srimachand said that this seminar is intended to help
, on 15 March 2018, the Civil Court made a decision to void the resolution of the annual general shareholders? meeting held on 2 May 2017, which has consequently resulted in the cancellation of Mr
Innovation Department4. Mr. Siriyod Punuch, Director of the Office of the Secretary-General 5. Ms. Napaporn Sittichokpan, Director of the Human Resources Department The rotations of departmental
financial technology and sustainable finance. Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC Thailand, said: “FinTech and sustainable finance are key areas emphasized by SEC Thailand. We strongly
interested in issuing ESG bonds, asset management companies and the general public, so they may comprehensively access information on ESG financial products, namely ESG bonds* and SRI funds. The platform will
แน่นแฟ้นระหว่างกันต่อไปในอนาคต”Mr. Claude Marx, Director General, CSSF กล่าวว่า “MoU ฉบับนี้เป็นก้าวสำคัญในการสร้างความร่วมมือด้านนวัตกรรมทางการเงิน ผ่านการแลกเปลี่ยนมุมมองและประสบการณ์ระหว่างกัน ซึ่งทั้ง
new requirements aim to help escalate both quality and quantity of the valuers in support of increasing capital market product variety.SEC Secretary-General Vorapol Socatiyanurak said that the SEC
offences regarding market misconduct, and introducing civil penalty as an alternative sanction. Assistant Secretary-General Sakkarin Ruamrangsri said: ?The nature of market misconduct has become more