correctly and completely in all material respects. In this regard, as evidence that each and every page of the documents is of the exact documents to which I have certified, I have authorized …………………………. to
exact time when the sale report would be able to be submitted. If the SEC Office views that the request for the waiver is reasonable and appropriate, it may be granted. Clause 11 This Notification shall
Securities and Futures Commission of Hong Kong and is an accurate translation of that text (where applicable). In this regard, as evidence that each and every page of the documents is of the exact documents to
). In this regard, as evidence that each and every page of the documents is of the exact documents to which I/we have certified, I/we have also signed my/our initial(s) or signature(s) on each and every
hundred million baht: (1) keeping clients’ assets in its possession; (2) investing in or holding securities for investment by the securities company itself; (3) bearing a responsibility for clearing and
business in any of the following manners, such securities company shall have paid-up registered capital of not less than one hundred million baht: (1) keeping clients’ assets in its possession; (2) investing
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