TMB Bank Public Company Limited (TMB).According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa had

money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered

TMB Bank Public Company Limited (TMB). According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa

insurance company in charge. SEC has considered that Sarunya, whose license as life insurance broker and agent had been revoked by OIC for performing duties dishonestly, was deemed to have a prohibited

AIRA Securities Public Company Limited's report and the SEC's further investigation, he was found to have given investment advice on specific securities at a seminar and via Line application based on his

% of the paid- up capital of the Company. The entering into of the said transaction is a connected transaction according to the Notification of the Capital Market Supervisory Board No. Tor.Jor. 21/2551

considered a Class 3 comply with the mentioned Notification on Acquisition or Disposal of Assets. However , even value of the transaction size is less than 15% which no need to disclose but the Company would

Bonds Denominated in Foreign Currency in the Kingdom of Thailand (No. 15) dated 6 March 2017. Clause 3 In this Notification: "Thai entity" means the following businesses under Thai law: (1) a company

regulations: This Notification applies to the preparation of prospectus for infrastructure fund. Clause 2 In this Notification, The terms “mutual fund,” “management company,” “assets of an infrastructure

, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR;  (2) In the case where a local securities company has a foreign securities company as a client, the