Lim Champ Charoen Company Limited Lim Champ Charoen Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures, which were

Watchara Trading 2018 Company Limited Watchara Trading 2018 Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures

18 JULY Company Limited 18 JULY Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures, which were due on January 18

Scene Bangkok Company Limited Scene Bangkok Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures, which were due on

Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses

annual report did not comply with the notification of the Capital Market Supervisory Board. The rectified information was later submitted to the SEC Office on June 2, 2016. SEC Act S.56 and 199

Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S

filed in the name of Mr. Porameth Rungrongtanin and did not disclose that Mr. Sathit was the owner of ABC shares. SEC Act S.247 Settlement Committee Meeting No. 9/2018 Settlement Committee Order No