TikTok account "arr_gold_trading" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)
TikTok account "hsh_trading" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2024)
TikTok account "usd_trading" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2024)
continuously trade shares of TWZ Corporation PLC (TWZ) during the following periods: (1) September 28 - October 26, 2007, (2) April 28 - May 15, 2008, and (3) June 23 - 24, 2008, resulting in the trading of TWZ
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
addition, the SEC revoked his status as an approved capital market investment consultant for using client securities trading account to trade securities for himself; as well as will not consider his
ปรับปรุงการทำแบบรายงาน cross trade และรายละเอียดการคำนวณขนาดรายการ
แบบรายงานธุรกรรม cross trade ตามข้อ 17 ของประกาศ COI
during February 2 ? May 15, 2012, Bordin and Noparat had colluded or mutually agreed to use four securities trading accounts of other persons to trade PYLON shares in concealment to inflate the price and
high trading volume. They also traded RS shares on a continual basis, causing the share price to be inconsistent with the normal market condition to induce the public to trade RS shares. The acts of