in all categories. Initiated in September 2019, the single form will allow investors to fill in information only once when they open an account to invest in any product in the capital market, for

Following the tips given by Thai and foreign investors in Thailand and the SEC’s further investigation, it has been found that the Facebook page Invest Global and the website

initiated. This project encourages both existing and new business operators to provide more integrated financial advice and planning (wealth advice) service to general investors with investable assets not

shareholders as when the investment was previously approved. Therefore, the Company has sought for investors who are interested in the project and it is currently under the negotiation. 4. Investment in the

percent. Currently, the current executives which are the representative of the existing shareholders are responsible for seeking the investors who are interested in the project. During the seeking process

and foreign issuers and to increase measures for protecting investors.   The SEC is therefore conducting this public hearing on the proposed amendments to the regulations for securitized bonds with

investors. This is because institutional investors have the capacity to take care of themselves. However, the definitions of “institutional investor”* have been revised in accordance with the resolution of

liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to

aspect of ESG principles, from the areas of capital market products and issuers to intermediaries and investors. The SEC also encourages business sectors in the capital market to disclose ESG information

(NAV) of investment units and the price of the investment units of UI mutual funds to be consistent with the guidelines of mutual funds for retail investors, mutual funds for accredited investors and