establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will

, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside

to the SET referral and the SEC further investigation, it has been found that during 25 February - 17 March 2015, Surachai, Somsak and Orthai, who were clients of Phichayada (at the time working for a

which Warot and Jeeraporn were working. They used such inside information to trade securities or derivatives of 12 listed company clients during 2015-2017. Most of such draft financial statements

of the enforcement of the revised rules (2019-2023), SEC will give a grace period, during which the cooling-off period of the outgoing auditors may be less than 5 consecutive years but shall not be

confidence for both domestic and foreign investors. For the principle of the revision, the SEC had already conducted a public hearing during 16 March – 16 April 2018.The revision on the drafted

seeking listing on the Stock Exchange of Thailand’s LiVe Exchange. A public and stakeholder hearing on the matter was conducted during the months of May and June 2022.  The SEC later issued a notification

during July 21st August 20, 2008, the SEC probed into the case and found that {A} {B} {C} five other accomplices, and another unknown person had colluded to trade UKEM shares through seven persons

Chief Executive Officer and BFIT Vice President. He solicited the person to purchase BSEC shares during 23 December 2010 ? 6 January 2011 before such information became public on 18 January 2011.Sakorn?s

persons opened at UOB Kay Hian Private Ltd. and EFG Private Bank SA in Singapore, had knowingly used these accounts to trade UNIQ shares during July 20, 2009 ? April 7, 2010 in the manner that inflated and