ยุทธนา 6 UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital
other business operators within 2 years, the client will not be required to do the suitability test prior to making investment in newly issued shares, warrants or bonds. Also, the submission of client
Bangkok, March 23, 2012 ? The SEC has directed Professional Waste Technology Plc. ("PRO") to rectify its financial statement for 2011. Within April 23, 2012, the company is required to submit to the
approved by the head of audit firms and submitted to the SEC within 5 months after the IT audit period, unless a waiver is granted by the SEC. The transitional period will end on May 31st, 2027, and the
the Notification of the Stock Exchange of Thailand regarding LiVe Exchange, which are in extension to the SEC’s regulations for issuance and offering for sale of shares. The SET regulations are related
. Most of the respondents expressed agreement with the principle proposed.Therefore, SEC has drafted a notification requiring asset management companies and trust managers which make a projection of
-price matching for the trading activities within their own group. Such transactions misled other investors into believing that TAPAC shares were traded in high volume and its price was changed. As a
management has caused the auditor to be unable to perform any audit to obtain sufficient evidences related to the company?s transactions. Within June 1, 2012, the company is required to submit to the SEC and