risk investment policies. (Only for the policies investing in low-risk securities less than 50% of individual investment capital) (2) The revision will provide fund members with investment alternatives
urges investors wishing to invest in derivatives to deal with licensed companies only for proper legal protection. The licensee list can be viewed at the SEC website - www.sec.or.th. In case of
investment. At this stage, Thailand Post, Counter Service at 7-11 and other leading retail shops as well as Tesco Lotus will offer paying agent service for investment in mutual fund at every branch across the
Thailand and other countries simultaneously or in proximate period. The regulations, to be effective in this August, will not only enhance competitiveness of the Thai capital market and increase investors
? roles to support their subsidiaries? overseas business expansion and the services of personal asset allocation as well as wealth advisory. SEC Secretary-General Vorapol Socatiyanurak said after the
initiating and promoting ?ASEAN CG Scorecard? project. We view that the assessment will not only help elevate CG quality of Thai listed companies in line with international standards, but also promote
Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for
such trading.In performing their duties, investment consultants can send trading orders only when obtaining instructions directly from the client. They cannot make decisions on behalf of clients
retail investors, compared to others, concentrated in the most active trading volume of securities with a high price to earnings (P/E) ratio as well as those put under cash balance rule. Most of those