. Charoen Aksorn Holding Group Co., Ltd. (Not connected person) 2. Cho Thavee Public Company Limited (Not connected person) 3. Mr. Sareungkan Suthatchuto (Not connected person) 4. Mr. Supanit Chaiyawat (Not
Real Estate for not more than 3 Years with Related Persons 5. Address: 530/1-2 Soi Sathupradit 58, Bangpongpang, Yannawa Bangkok 6. Total Value and Valuation Criteria: Total value of warehouse’s rental
Royal Defense Co., Ltd Not connected party 99,998 50.00 5 Mr. Visanu Chawla Not connected person 1 - 6 Mr. Karan Chawla Not connected person 1 - Total 200,000 100.00 2) Approval of the purchase of
e-service Online Submission See canceled document Investment Advisory >> Activities not deem to be classified as operating securities business Type Title Section See Document Status Notified Date
revocation for actions that do not significantly affect operational systems or service delivery. In any case, digital asset business operators still have the duty to maintain qualifications related to
from persons who were not the owners of the accounts or were not authorized in writing by the investors. Their acts caused damage to the clients during February – November 2018.The misconduct of the
net capital. This shall provide a period of time for the business operator to take corrective actions to ensure that the subordinated liabilities portion not considered as total liabilities does not
by not using knowledge and expertise as professional.In case of {B}, the SEC received a complaint from client of a brokerage firm that {B} had sent trading orders through client's account without
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
Company had to make this sale for the reason that QI’s founders and major shareholders, who are not related parties to the Company, were all in favor of disposing QI to Continental. This transaction is at