Notification shall come into force as from 16 May 2015. Notified this 9th day of April 2015. (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission
August 2009. 3 - Signature – (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission __________________________________________________________________ Remark: The
Application for registration as a foreign auditor Date…………………………………… Dear Secretary General of the Securities and Exchange Commission of Thailand I, Mr./Mrs./Miss ………………………………….……… (applicant’s name
commencing from 1 January 2011 onwards. Notified this 15th day of December 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Remark: The rationale for
in Appendices of the Handbook for CIS Operators of ASEAN CISs. Please print this checklist and include it as part of the package of this form ASEAN CIS Application Form To: Secretary-General Securities
Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator
issued or providing guidelines in accordance with the aforementioned Notification. Notified this 21st day of May 2021. (Ruenvadee Suwanmongkol) Secretary-General Office of the Securities and Exchange
. Sireethorn Civilize, Assistant Director, at Tel: 0-2263-6246 or email: sireetho@sec.or.th . Yours Sincerely, -signature- (Mrs. Sureerut Suradecha) Director of the Investment Management Department For Secretary
Investment Management Department For Secretary-General Enclosures: 1. Photo scan of the Notification of the Capital Market Supervisory Board No. Tor Nor. 41/2564 Re: Rules on Cross-Border Offerings of Covered
cautious about using services of unlicensed digital asset business operators SEC Secretary-General Ruenvadee Suwanmongkol said: “ Digital asset businesses are regulated under the Emergency Decree on Digital