indirect impact of the COVID-19 epidemic on the economy. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in “SSF

Law Drafting Task Force dated 10 October 2017, presented the Draft Security Interests Act B.E. …. at the 52nd United Nations Commission on International Trade Law (UNCITRAL) Session on 19 July 2019 at

units if the sale/purchase value exceeds the threshold determined by the asset management company,-       Charging additional fees from the redeeming investor when the redemption is made before the

Bangkok, September 9, 2014 - The SEC suspended {A}, a securities investment consultant of Country Group Securities PLC., for trading on a securities trading account of the client without client's

reference to analysis report.In the case of {A}, a client filed a complaint against her and the SEC's further investigation revealed that she had made decisions to purchase securities without the client's

to obtain sufficient evidences on the purchase of USD 7.2 million machinery according to the agreement where the company has paid the USD 3.6 million deposit, or an equivalent of 122.95 million baht

Bangkok, 15 February 2017 ? The SEC has revoked the approval of a securities investment consultant, Mr. Niran Rodchaiya, and banned him from functioning as capital market personnel for 10 years on

performance. Earlier, the SEC had instructed EARTH to arrange a special audit on the advanced payments for goods and purchase deposits and submit the report by 24 July 2017 and disclose it through the SET

สินทรัพย์ดิจิทัล (minimum purchase) ในแต่ละธุรกรรม และมีการยกระดับกฎเกณฑ์การกำกับดูแลผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล อีกทั้งสำนักงาน ก.ล.ต. และหน่วยงานสมาชิกรวม 12 หน่วยงาน* ยังได้มีการลงนามใน APRC

Bangkok, March 19, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 11,962,385.44 baht on (1) {A} (2) {B} (3) {C} (4) {D} (5) {E} (6) {F} (7) {G} (8) {H} (9) {I} (10) {J