XSPRING ASSET MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 18/03/2009 - 25/03/2009
TISCO ASSET MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 24/02/2009 - 02/03/2009
ABERDEEN ASSET MANAGEMENT (THAILAND) LIMITED|Money Market Fund | Offering Date : 02/04/1998 - 08/04/1998
SCB ASSET MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 13/07/2009 - 20/07/2009
for investment consultants.As a result, she was disqualified from being investment consultant under Clause 18(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
, by taking into account impact of such trading orders on overall market, before actually sending out such orders into SET's trading system. He should also oppose or warn his client not to send trading
| - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency | - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records
) | - |- Securities Underwriting (Section 116) | - |- Underwriter of capital market product denominated in foreign currency | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control
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