The Securities and Exchange Commission (SEC) represented by Mrs. Pornanong Budsaratragoon, SEC Secretary-General, together with the SEC delegation, participated in the IOSCO Asia Pacific Regional
appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick
to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a practical workshop for listed companies on “Human Rights Due Diligence
The Securities and Exchange Commission (SEC), led by Miss Jomkwan Kongsakul, Deputy Secretary‑General, together with SEC executives, held discussions with the Association of Investment Management
Ngern Tid Lor Public Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration
Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration statement (FORM 69-PP
shareholders immediately after the submission of the tender offer to the Office of the Securities and Exchange Commission, which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.247