keeping of investment advice and trading orders, as the evidence indicated that she had regularly made contact with the client through tape recording system and was able to take client's orders through such
supplemental documents. In case the Office refuses to grant approval for any person, the applicant will be informed in writing and reasons shall also be provided. The Office may notify the applicant to clarify
result of the application in the Office’s electronic work system within thirty days as from the date the Office receives complete and accurate application together with supplemental documents. In case the
statement or provide signing off by such person. F. Documents for Public Inspection The issuer shall provide an indication of where the documents (or copies thereof) concerning the issuer, which are referred
submit the application and supplementary documents together with two sets of such document copies to the SEC Office in accordance with the format and procedures specified in the electronic work system of
name / Last name (if any) (in English) Title First Name Last name Date of Change (Please specify all information on change of first name / last name since becoming sui juris and attach documents
Change (Please specify all information on change of first name / last name since becoming sui juris and attach documents indicating such change) 1.2 Type of Card [ ] Identification Card [ ] Passport (only
securities in Thai Baht. Clause 5 A foreign entity intending to offer for sale of the debt securities may submit information or documents to the SEC Office in either Thai or English. If the information or
documents, and contact with the relevant authorities or regulatory agencies, such as, the Department of Business Development, Ministry of Commerce, the Office of the Securities and Exchange Commission, the
หน้ีสงสัย จะส้ญมีจำานวนลดลง จึงเรียนมาเพ่ือโปรดเผยแพรใ่หูผู้ลงทุนไดูทราบต่อไป ขอแสดงความนับถือ (นายสมบุญ ฟ้ศรีบุญ) กรรมการผู้อำานวยการ /home/nsi/Documents/MD&A/MD&A_Q1_62SET.odt