“Foreign derivatives business operator” means any person undertaking derivatives business under the law of foreign country and under supervision of authority or agency which regulates derivatives business in
Securities and Exchange Commission No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
โทร 02 118 9599 โทรสาร 02 118 9598 ทะเบยีนเลขที ่0107554000232 No.: PACE-L 27/2019 Date: 8 November 2019 Subject: Disposal of shares in the subsidiary To: President Stock Exchange of Thailand By virtue
investment, in case of holding shares of 10 per cent or more of sold shares in any juristic person, the name of the juristic person, category of business, unpaid amount of money, and proportion of equity in
, in case of holding shares of 10 per cent or more of sold shares in any juristic person, the name of the juristic person, category of (Translation) -30- business, unpaid amount of money, and proportion
business affected to the third person, namely net balance account of creditor of trading of securities by cash client, encumbrance for deliver the securities result in short selling or securities borrowing
restriction of rights and liberty of persons which Section 29 in conjunction with Section 33, Section 34, Section 36, Section 41, Section 43, Section 44, Section 45 and Section 64 of the Constitution of the
derivatives intermediary. “client” means a person who uses or will use services relating to securities businesses from a securities company or derivatives business from a derivatives intermediary. Clause 2 In