) oversea branch office; or (3) oversea representative office. “online branch office” means a branch office of an intermediary of which services are provided solely through computers or electronic devices
Regulations on Providing Services of Derivatives Agent ______________________ Clause 13 For the purpose of preventing and ceasing unfair acts or improper investments or transactions, an intermediary shall
Derivatives Agent ______________________ Amended by the Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 13/2562 Re: Rules in Detail on Communication with and Providing
Trans.Ad comprise of: 1. Mr. Weng Sam Lam 2. Mr. Phoon Chiong Kit 3. Ms. Tamonwan Narintavanich Subsequent to the completion of the Transaction, the Company will not appoint the representative to be a
operations in People’s Republic of China, Lao People's Democratic Republic and the Kingdom of Cambodia as well as upgrading the representative offices in the Socialist Republic of Vietnam and the Republic of
: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor
appointment of a securities company to perform duty as local intermediary in Thailand (issued by Hong Kong Covered Management Company) [ ] 4. Evidence on the appointment of a local representative in Thailand as
) [ ] 4. Evidence on the appointment of a local representative in Thailand as the representative of Hong Kong Covered Management Company (issued by Hong Kong Covered Management Company) [ ] 5. Evidence on