-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s
shall at least be the head of the department or a person holding any equivalent position otherwise called under a different name but in charge of a line of work relating to the derivatives business
businesses development and supervision. The MoU aims at promoting cooperation on development of derivatives businesses, exchange of information on derivatives business operators, trading systems and research
On 15 August 2023, the SEC Board Meeting No. 13/2566 passed a resolution approving the principles for amending the Emergency Decree on Digital Asset Businesses to ensure that the supervision of
/News_Detail.aspx?SECID=10470 SEC begins public hearing on digital asset advisers and fund managers as new businesses under supervision Presently, supervising “ digital asset businesses” under the royal decree on
businesses under supervision Presently, supervising “ digital asset businesses” under the royal decree on digital asset businesses, B.E. 2561 cover three business groups: digital asset exchange; digital asset
/EN/Pages/News_Detail.aspx?SECID=9157 SEC unveils digital asset business operators allowed to continue business operations in line with transitional provisions In pursuant to the Royal Decree on Digital
digital asset business operators allowed to continue business operations in line with transitional provisions In pursuant to the Royal Decree on Digital Asset Businesses, B.E. 2561, which took effect on 14