and obtained management and development rights for a mining project in Canada. Additionally, the board approved the issuance and offering of newly issued shares with a specified purpose at a par value
civil sanctions, which shall not be lower than those specified by the CSC. In all cases, the civil monetary penalties and the compensations for the benefits received or would have been received from
the penalties specified by the Civil Sanction Committee.In all cases, the civil penalties and the compensations at an equal amount to the benefit received from committing the offenses shall be
follows:(1) Submit to the SEC the net capital maintenance rectification plan;(2) Take steps according to the submitted plan under (1) to rectify the shortfalls within the specified period;(3) Facilitate
the investigative expenses, (4) ban the holding of director or executive position at any issuing company or securities company for twice the duration specified by the Civil Sanction Committee, and (5
specified by the Civil Sanction Committee, and (5) prohibit the offender from trading securities on SET or securities trading center or entering into derivatives contracts on the Derivatives Exchange for
, and specifying the fair value of SP shares without referring to the prices specified by the Association of Investment Management Companies. His demeanors above were liable to be prohibited
specified in Clause 3(2), Clause 5(2) and Clause 6(2) of the Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company
violation specified in the Notification of the Capital Market Supervisory Board.* The SEC therefore revoked the approval of Nutnicha as a branch manager and capital market investment consultant and banned
financial instrument. Pursuant to the Royal Decree, digital assets include cryptocurrencies, digital tokens and any other electronic data unit, as specified by the SEC. The offering of newly issued digital