to derivatives exchanges. Part 4 Definitions ______________ Clause 6 In this Notification: “derivatives exchange” means any licensed derivatives exchange according to the Law on Derivatives
which have similar characteristics or conditions to capital market products under (a) (b) (c) (d) or (e); (3) derivatives according to the law on derivatives. “ capital market product not having complex
products under (a) (b) (c) (d) or (e); (3) derivatives according to the law on derivatives. “capital market product not having complex characteristics”5 means other capital market products which is not
foreign law; “ASEAN company” means a foreign company established under the law of any of the ASEAN countries; “ASEAN countries” means ASEAN member countries of which capital market regulators have been
; (2) a financial institution; "financial institution" means: (1) a commercial bank, finance company or credit foncier company established under the law on financial institution business; (2) a
of the SEC Office, except that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business
that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business2; (b) the information for
relations or relationship by registration under the law in the nature of being parent, spouse, brother or sister, child or spouse of a child of an executive, a major shareholder, person with power of control
Having blood relations or relationship by registration under the law in the nature of being parent, spouse, brother or sister, child or spouse of a child of an executive, a major shareholder, person with