-border investment opportunities for investors.  “To promote development of cross-border products, SEC Thailand has put considerable efforts to revise rules and regulations related to DR issuance in

SEC Secretary-General Ruenvadee Suwanmongkol said “SEC prioritizes the protection of investors against fraudulent solicitations, which is one of the core policies of SEC. Therefore, we started

SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For

revision aims to promote greater varieties of product choices for investors and enhance competitiveness of the fund management industry. The draft amendments have taken into consideration the comments and

Bangkok, August 13, 2014 ? The SEC allows mutual fund for accredited investors (AIs) to invest in derivatives without investment limit, adding more investment choices for AIs. Vorapol Socatiyanurak

Bangkok, January 20, 2016 ? The SEC is seeking public comments on draft revisions  to the rules concerning definition of investors and investment of mutual funds in line with international standards

with international standards in performing their role of information disclosure to facilitate investors? investment decisions. SEC Secretary-General Vorapol Socatiyanurak said in the first-quarter

of the key characteristics and associated risks to investors as well as attach the factsheet to the registration statement and the prospectus. The factsheet must be in the SEC approved format and

Transaction 17/01/2022 17:50 Notifying the Schedule of the Record Date for the Names of Shareholders Entitled to Receive the Warrants on a Pro Rata Basis 17/01/2022 17:50 Notifying the Schedule of the Record

suspended the approval for {A} as an investment consultant for complex instruments type 1** for nine months and 22 days, effective from 22 April 2020. Investors are strongly advised to be cautious and