the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant for 4
undertaking transaction between the Company, PD and Finansa Public Company Limited (“FNS”) as promisors and the Trust as promisee, to assure the duty of the Company, PD and FNS towards the Trust (the Page 2 of
and Other Prohibited Characteristics of Directors and Executives of Securities Companies (No.2) dated 1 February 2010. (Translation) 2 the duty of securities business management such as a risk
Board of Governors of the Stock Exchange of Thailand. Nevertheless, the Company has duty to disclose the acquisition in other company which causes such other company to be subsidiary of the Company The
calculated from the weighted average price of the Company’s shares listed on the Stock Exchange of Thailand – MAI (“SET”) for the previous 15 consecutive business days prior to the resolution of the Board of
key points as summarized below: 1) REIT manager has the duty to notify the SEC for the termination of the trust property, as well as gather all accounts, evidentiary documents and
(2) Mr. Chatnarong Chattrabhuti and (3) Maj. Gen. Boonlert Jangnopparat have the duty to convene a shareholders meeting to elect new directors in accordance with Section 83 of the Public Limited
SEC files criminal complaint against three alleged offenders on account of failure to perform duty in good faith causing damage to the company Bangkok, April 23, 2012 ? The SEC today filed a
Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an
such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on