existing clients of whom the securities company has no records in completion by 31 December 2009. Clause 25 All notifications of the SEC Office, orders and circulars issued under or prescribing guidelines
completion by 31 December 2009. Clause 25 All notifications of the SEC Office, orders and circulars issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange
, the SEC Office hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 October 2015. Clause 2 The following Notifications shall be repealed: (1) Notification
the event that any mutual fund manager violates or fails to comply with the laws, notifications or professional ethics relating to mutual fund management, the Office shall have the power to take the
manager violates or fails to comply with the laws, notifications or professional ethics relating to mutual fund management, the Office shall have the power to take the following actions; (1) Warning; (2
Transactions, dated 19 November 2003 ( as amended) (collectively, the “Notifications on Connected Transactions”). Land Information Located in Taporyor sub-district, Yi-ngor district, Narathiwat Province
Listed Companies Concerning the Connected Transactions, dated 19 November 2003 ( as amended) (collectively, the “Notifications on Connected Transactions”). Land Information Located in Taporyor sub-district
unitholders and the management company, and the law on securities and exchange, including notifications, rules, and orders issued by virtue of said law, and that in cases where any regulations in the fund
Transitional Provisions _____________ Clause 34 All notifications of the Office of the Securities and Exchange Commission, orders, and circulations which were issued by virtue of or set out guidelines in