initiating a share repurchase project. However, at the time, the total proceeds from the capital fundraising through the private placement had already been fully utilized. Furthermore, STARK lacked retained
October 2018 and on 13 November 2018 (five business days in total). According to the investigation, it was discovered that, at the time of such wrongful acts, the four offenders, holding positions and
for investigation. Given such circumstances and the fact that criminal procedure takes a long time, it has been difficult to bring a market misconduct offender to justice.?The approved amendments
(Thailand) at the time, had prepared documents and contracts on behalf of the securities company and solicited eight clients to deposit money in the company?s banking account for the purpose of investing in a
with Shine in manipulating price of SST; (4) Watanya Wongopasi, at that time as marketing officer of Zmico Securities Plc., had aided and abetted Shine in manipulating price of SST; (5) Montika
funds with discipline to eventually achieve their goals in different time horizon.?Kesara Manchusree, SET Executive Vice President and Head of Markets Division said ?Investment in capital market has
submitted the client?s securities trading orders via the internet from the IP address of Krungsri Securities for a certain period of time. Wasana admitted and explained that her client was not keen on
Krungsri Securities for a certain period of time. {C} admitted and explained that her client was not keen on investment and asked her to take care of the trading account.{D} failed to perform her duty in
submission of a request to increase credit line only five days after trading of securities. A number of trading orders were sent with high volumes during a certain period of time without sources of the orders
excluded 1) Foreign Exchange Gain (Loss), and 2) One-Time (Gain) Loss items. Revenue from Sales and Services In 2018, Revenue from Sales and Services was Baht 1,708.3 million, a 4.6% increase from Baht