complaint against 10 individuals with the Department of Special Investigation (DSI) on account of fabricating STARK financial statements, disclosing false information in the registration statement for

because they were major shareholders. However, upon investigation, evidence was found indicating that this statement was inconsistent with the facts, as Mr. Boon Vanasin and persons in the Vanasin group had

November 2019. _________________________      Remarks:Filing Form* is the information disclosure and prospectus form.Form 56* is the annual registration statement and annual report form.

restructured before any merger and acquisition. In the case of investments in shares of public limited companies, the filing of the registration statement and draft prospectus will be exempted. In the case of

consolidated statement of comprehensive income for Q2 and Q3/2017 on the basis that the auditor could not reach a conclusion on the valuation report of PACE's equity investments in Pace One and Pace Three

however that so far no issuers of ICOs or digital tokens have obtained an approval, and no application for ICO approval or the registration statement has been filed with the SEC. In case of tips on

Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of consent to the civil sanction and fully complied

disclosure of the related party transactions during the past there years;  - clearer disclosure of the funding objective in the registration statement and more flexibility in case of change to such objective

a statement of consent to the civil sanction and fully complied therewith, as follows: (1) Pinit paid a civil penalty of 880,312.50 baht and a compensation of 704,250 baht for the received benefit

registration statement with the SEC Office.   ** Notification of the Securities and Exchange Commission No. Kor Jor. 39/2564 Re: Determination of Definitions of Institutional Investor, Ultra-High Net Worth