The evaluation of the legal effectiveness of the Emergency Decree is due under the Act on Legislative Drafting and Evaluation of Law B.E. 2562 (2019) (“the 2019 Act”), which requires that government agencies evaluate the effectiveness of a law at least every five years from the effective date of the law or every other periods as specified in the governing ministerial regulations or upon occurrence of other cases as specified in the 2019 Act.The SEC is therefore conducting this public hearing on...

The SEC, having been informed of the progress of the company’s plan for fund raising with the new investors in which a business rehabilitation petition must be filed with the Court, has instructed

because they were major shareholders. However, upon investigation, evidence was found indicating that this statement was inconsistent with the facts, as Mr. Boon Vanasin and persons in the Vanasin group had

Co., Ltd.), a name similar to GIFT’s former name (Gratitude Infinite Public Company Limited), to operate a business of the same nature as GIFT and in direct competition with GIFT. Evidence indicated

Following a complaint in 2023, the SEC conducted an investigation, coordinated with the DSI and found evidence that, during 2020, four directors and executives of NUSA, namely (1) Mrs. Siriya

, developing and regulating securities businesses and the Thai capital market in consistence with the changing environments. In this regard, the SEC is working with the World Bank Group, an organization with

manage work and risks of the intermediaries in compliance with the CG Code of listed companies, and to protect the interest of the investors.The consultation paper is available at https://www.sec.or.th/TH

with the Thai Institute of Directors (IOD) in encouraging audit committees to work closely with auditors. We have disseminated the applicable guidelines for the relevant matters and continuously hold

Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General said “The SEC initiated the DIF project near the end of 2019, with support from the CMDF. The project was

with a conflict of interest with SKFM and in turn such foreign fund invested in another foreign fund with a conflict of interest and so on and so forth in subsequent sequences. As a result, the clients