quizzes on iPad. ?This year we are using the theme of knowledge shopping market where investors and the interested public can choose from a broad variety of topics suitable for their interests and risk

while classification of assets treated as capital will be more flexible. In this regard, guidelines for the business operators unable to maintain adequate capital will also be prescribed. The consultation

and underwriting of investment units and securities borrowing and lending.  This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is

third quarter of this year.

Bangkok, July 23, 2014 ? The SEC will put into effect regulations on depositary receipts (DRs) by the third quarter of this year to provide investors with more investment alternatives.  Vorapol

independent directors at least one fourth of all directors, providing that the independent directors are subject to the specified qualifications and prohibited characteristics. In this juncture, certain waivers

)? on August 21, 23, 26 and September 3, 2013. The seminars will start from 9.00 to12.00 hrs. at Professor Sangvien Indaravijaya Conference Room, 3th Floor, the Stock Exchange of Thailand building. This

derivatives business operators concerning the standards of business conduct, management structure, operating system and services they provide.In this connection, the SEC will revise the rules governing

sustainable development of the securities issuers.  In this connection, the annual registration statement (Form 56-1) and annual reports (form 56-2) will be revised with the aim of clarifying the information

price; 2) exercise of due care by listed companies? board of directors in giving information and opinions; and 3) the SEC?s approval prior to the placement. At this juncture, the SEC has taken into