in Appendices of the Handbook for CIS Operators of ASEAN CISs. Please print this checklist and include it as part of the package of this form ASEAN CIS Application Form To: Secretary-General Securities

Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator

issued or providing guidelines in accordance with the aforementioned Notification. Notified this 21st day of May 2021. (Ruenvadee Suwanmongkol) Secretary-General Office of the Securities and Exchange

. Sireethorn Civilize, Assistant Director, at Tel: 0-2263-6246 or email: sireetho@sec.or.th . Yours Sincerely, -signature- (Mrs. Sureerut Suradecha) Director of the Investment Management Department For Secretary

Investment Management Department For Secretary-General Enclosures: 1. Photo scan of the Notification of the Capital Market Supervisory Board No. Tor Nor. 41/2564 Re: Rules on Cross-Border Offerings of Covered

cautious about using services of unlicensed digital asset business operators SEC Secretary-General Ruenvadee Suwanmongkol said: “ Digital asset businesses are regulated under the Emergency Decree on Digital

/News_Detail.aspx?SECID=9849 SEC advises the public to be cautious about using services of unlicensed digital asset business operators SEC Secretary-General Ruenvadee Suwanmongkol said: “ Digital asset businesses are

approval under Royal Decree on Digital Asset Businesses B.E. 2561 (2018) SEC Secretary-General Ruenvadee Suwanmongkol said “after the royal decree on digital asset businesses, B.E. 2561 came into force since

clinic for business operations and fund raising approval under Royal Decree on Digital Asset Businesses B.E. 2561 (2018) SEC Secretary-General Ruenvadee Suwanmongkol said “after the royal decree on digital

under Royal Decree on Digital Asset Businesses B.E. 2561 (2018) SEC Secretary-General Ruenvadee Suwanmongkol said “after the royal decree on digital asset businesses, B.E. 2561 came into force since 14