Fund manager and major unitholders of the CIS (if applicable) 1.7 Auditor 1.8 Procedures for offering of the CIS units (B) Prospectus CIS operator must prepare a wrapper in case the prospectus as
) 1.5 Financial statement (if applicable) 1.6 Fund manager and major unitholders of the CIS (if applicable) 1.7 Auditor 1.8 Procedures for offering of the CIS units (B) Prospectus CIS operator must
for business operating and obtain an approval from the Office in accordance with rules, conditions, and procedures prescribed by the SEC in the Notification No. KorNor. 23/2544. No. List of Company
aware that only the original Thai text has legal force and that this English trans contact, the applicant shall submit information as well as documents and evidence as per the form and procedures as
://publish.sec.or.th/nrs/9646p_r.pdf Translation ” means any mutual fund established under following Notifications: (1) Notification of the Securities and Exchange Commission on Rules, Conditions and Procedures on
offenders.Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx
. Details of civil sanctions and associated procedures are available at:https://www.sec.or.th/EN/Pages/LawandRegulations/CivilPenalty.aspx
offenders. Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx
Securities and Exchange Commission No. Kor Thor. 22/2567 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses (No. 23) (https://publish.sec.or.th/nrs/10315s.pdf) and Attachment 3