example, not putting the assets of private fund clients in custody of depository, allocating IPO shares to private fund clients only while allocating none to mutual funds under the company’s management

, filed the criminal complaint against Mr. Suphan Sethapanich for this offense at the same time. In addition, the criminal complaint by the SEC is only the starting point of the criminal law enforcement

regulations to remain only those necessary and consistent with current situations. These efforts aim to strengthen business sectors’ competitiveness, and reduce operating costs of private sectors and burdens

aims to standardize the SEC regulations in line with the changing situations to ensure that only necessary regulations are issued and enforcement is effective. In any case, appropriate investor

. He also claimed that the share issuer would increase capital shares and be allowed to resume trading on the Stock Exchange of Thailand. The client was interested in such deal but only had money for

such material facts until they became known to the SET. Consequently, the SET instructed POLAR to make a public disclosure on 9 August 2017. Considering the aforesaid behavior in conjunction with similar

statements or nature of business opreation woud be subject to cash balance trading, symbolized by te ?C? sign.Investors are advised not only to keep abreast of the important information disclosed by listed

big loss of money. In making an investment through a securities company, investors must transfer the subscription money to the securities company’s account only. In case of suspicion of trading

would issue a notification of rules related to the determination of types or characteristics of juristic persons or groups of persons entitled to propose persons to be selected as SET director, as well as

their duties as directors or executives of a securities issuing company and listed company during the period they are prosecuted. In addition, the criminal complaint by the SEC is only the beginning