dated 3 November 1998; (2) Notification of the Office of the Securities and Exchange Commission No. SorNor. 18/2542 Re: Rules on Protection of Conflict of Interest on Investment or Holding of Securities
/2541 Re: Rules on Affiliated Transaction dated 3 November 1998; (2) Notification of the Office of the Securities and Exchange Commission No. SorNor. 18/2542 Re: Rules on Protection of Conflict of
คุ้มครอง (investor protection) ภายใต้การก ากับดูแลของหน่วยงานก ากับดูแลที่มีความน่าเชื่อถือและมีการก ากับดูแล ที่ใกล้เคียงกับหลักเกณฑ์ของส านักงาน (3) ผลิตภัณฑ์ต่างประเทศตาม (1) ต้องมีการเสนอขายในประเทศของ
after the Government has relaxed its protection measures by partially reopening department stores and border checkpoints that initially the recovery should begin in the 4th quarter 2020 and slightly
shall sign its name in risk disclosure statement to certify that it gave explanation of risks in derivatives trading to the customer, as well as to arrange its customer to sign his/her name in the
with the guideline for risk disclosure statement specified by the SEC Office. In the disclosing of risk in derivatives trading in the first paragraph, derivatives broker shall sign its name in risk
. In disclosing risks associated with derivatives trading under Paragraph 1, the derivatives broker shall sign on the risk disclosure statement to certify that it has given an explanation of the risks
sign on the risk disclosure statement to certify that it has given an explanation of the risks associated with derivatives trading to the client, as well as procure the client sign the aforesaid document