3Q2017. WHAUP is a strategic co-developer of power business. We currently have 511.0 equity MW under operation, and another 38.8 equity MW under construction. We partner with a number of key Thai and

is adequate to personnel and the undertaking of business. Chapter 3 Fund Management Operation System 3.1 Accepting of Purchase or Redemption Order of Investment Units Objective A management company

operation; (7) Every delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business

Statement Financial Year Ending: DATE / MONTH / YEAR Name of REIT: (Thai / English) Table of Content Part 1: REIT Fact sheet Part 2: REIT Operation 1. General information 2. Policy, overview of business, and

Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules

securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders

Zipmex ordering https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10527 SEC revises regulations on business operation and client asset report Bangkok, May 22, 2015 ? The SEC revised regulations on

, derivatives business or trust business as a whole, or injury of business reputation, financial status, business operation or its clients ; (3) having a reasonable ground to believe that there is or was [i] a

Bond Market Association has already imposed a penalty on such persons in accordance with its regulations. Chapter 7 Prohibited Characteristics of Personnel in the Capital Market Business

Section 96 Securities and Exchange Act B.E. 2535 Section 96. The SEC may or may not require a securities company to have a paid-up registered capital in an amount specified for operation of any