Securities Co., Ltd., colluded with other offenders in using other persons? trading accounts to manipulate the share price, for which he had been fined as the principal of the offence. Sippakorn, however, is
participating market operators), investors will be eligible to receive a promotional gift valued at 500 baht. Participating business operators are 22 investment management companies, 14 securities companies, 2
result, the trading of TAPAC shares contradicted normal market conditions. The manipulation of the TAPAC shares by the aforesaid persons is deemed an offense under Section 243(1) in conjunction with
the usage; (3) To additionally disclose information regarding relations between executives and a labor union; (4) To disclose stock trading data and historical prices e.g. stock prices and trading
intended to create a false impression in the market about the securities' prices or trading volumes. 18/02/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as
Market business, the Bank generated revenue of Baht 94 million. The market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PTSEC) for 3Q18 was at 4.2%, ranking 8th from total
Related to Capital Market Which Are Not Deemed An Undertaking of Derivatives Exchange and Derivatives Clearing House for Which an Approval Is Required _______________________ By virtue of Section 3 and
to Capital Market Which Are Not Deemed an Undertaking of Derivatives Businesses For Which an Approval Is Required; 4 (b) procedure and method of trading of the service offering system and in case of
translation is strictly for reference. 4 Notification of the Capital Market Supervisory Board No. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers