approval from the SEC office. This case is in the process of inquiry by the inquiry official. DAB Act S.29 paragraph 1 Criminal Complaint Filed with an Inquiry Official Dated 17/02/2026

(BLA) shares to be sold from the account of BKI in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net loss of 880.59 million

"). Mr. Atthawit knew the inside information about an increase of the net profit of TRUBB and subsidiaries between January to February 2017 and January to March of 2017 from Miss Panjama

public on 15 February 2018, so Miss Preeya avoided a net loss from the decrease of STEC shares prices. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as

result, Kongpat benefited from the NOBLE share purchase at the amount of 7,043,960 baht. 29/05/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : 

Ronghui International Service Co., Ltd. Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S

fine of 500 Baht each day starting from June 1, 2021 until December 13, 2021. Since the accused pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 10,000 and a further fine

Vorakit Construction Company Limited Vorakit Construction Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office

SAMART TRAFFIC COMPANY LIMITED (SMT) SAMART TRAFFIC COMPANY LIMITED (SMT) offered for sale newly issued securities in the category of debentures and bills without obtaining an approval from the SEC