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Bangkok, September 25, 2014 - The SEC organized ?3rd SEC Working Papers Forum?, jointly with the Faculty of Business Administration and the Faculty of Management Sciences, Kasetsart University
country, to internet trading clients of asset management companies which are their business alliances. Certainly, investment in mutual funds in ?A thousand baht, Start a journey to your dream? Project could
Securities (Thailand) Plc. for one month; and (3) {C}, a former investment consultant of Kiatnakin Securities Co., ltd., for three months. In the case of {A}, the SEC found that he had taken trading orders
and relevant to the client's investment decision. From the Stock Exchange of Thailand's securities trading inspection report on Electronics Industry Public Company Limited (EIC), the SEC further probed
Revenues from Trading amount 4.99 million baht decrease 46.13 million baht or 90.23% the company stopped exporting fresh fruit. 1.2 Revenues from Construction Contractor amount 3.25 million baht or increase
business, by Direct Investment Department (“DI”), with medium to long-term investment horizon, while PSEC manages short-term investment, by Investment and Trading Group, comprising of Equity and Derivatives
gain of Baht 195 million. In the Financial Market business, the Bank generated revenue of Baht 64 million. The market shares (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC
the following business day of the transaction date; (2) in case of transaction in respect of trading derivatives, the confirmation statement shall be sent out within the following business day of the