mutual fund whose investment policy allows investment in non-investment grade or unrated bond more than sixty percent of the net asset value; (6) hybrid securities with debt repayment period longer than
handed over to the 5 intermediary as requested would certainly affect provided services or advice to each client. Clause 8 An intermediary shall consider the ability of clients in part of investment, debt
-meeting contains matters for consideration as follows: (1) Approving the extension of bond maturity periods for redemption, as follows: - For JCK217A bond, extension of two
“Transition and Sustainability-linked bond” เพื่อส่งเสริมการระดมทุนผ่านการออกตราสารหนี้ดังกล่าว และยกระดับบทบาทของตลาดทุนด้านเสริมสร้างสังคมและสิ่งแวดล้อมในตลาดทุน ที่นำไปสู่การเติบโตทางเศรษฐกิจของประเทศอย่าง
Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.