maintain their status as a capital market auditor without immediate termination, provided that steps are taken by the auditor to make rectification to obtain the prescribed qualifications within the given

betterment of our society” Mary Leung, CFA, Head, Advocacy, Asia Pacific, CFA Institute, said, “Within the wide-ranging discussions about ESG issues, CFA Institute is specifically focused on the quality and

2021. The SEC will notify the agenda to submit e-reports starting from the second quarter and the e-reporting acceptance is scheduled for completion within the fourth quarter of this year

accordance with the Notification within 30 days from the effective date thereof. Interested investors are strongly advised to study carefully and thoroughly before making a decision to trade digital assets

No. 21, six levels higher than No. 27 in the preceding year, and No. 5 within the Asia-Pacific region. Two areas of better performances were (1) Dealing with Construction Permits and (2) Protecting

each group of companies, an affiliate acting as the central company is the one whichsets out policies and business directions for all affiliates and associated companies within that group of companies

first forum for SEC to present and share knowledge, experience, and the practice within the UN guiding principles framework of this matter. And SEC will be a part of the government sector that will help

exploit the capital markets for fund mobilization, according to the government policy and investors’ protection. Within SEC booth, four SMEs joins the exhibit. Of them, Global Prime Corporation and

), presented the proposed training course to the working group. The first part of the action plan will start with a seminar within a small group of senior and middle level executives to brainstorm ideas and

inspection to the SEC Office and the auditor within thirty days. In cases where the Audit Committee fails to comply, the auditor shall report the matter to the SEC Office. The suspicious circumstances that