complaint in accordance with the rules specified in the notification of the SEC Office. Clause 27/1 15 In servicing as Derivative broker, Derivative broker shall not appoint any other person to provide the
complaint in accordance with the rules specified in the notification of the SEC Office. Clause 27/115 In servicing as Derivative broker, Derivative broker shall not appoint any other person to provide the
company shall appoint only one person from such register to be Fund Manager according to rules under Clause 8, or Clause 17 the first paragraph (3); (2) in case the management company appoints its employee
undertake securities business in the category of securities brokerage. Clause 19 In considering an application for account opening and entering into an agreement with a client to appoint a securities company
company licensed to undertake securities business in the category of securities brokerage. Clause 19 In considering an application for account opening and entering into an agreement with a client to appoint
completion, to serve another term as directors as recommended by The Nominating Committee. 3. To propose to the shareholders’ meeting to appoint company auditors for year 2019, with related audit remuneration
memorandum regarding such transaction to the SET and appoint an independent financial advisor to provide opinions on the transaction as well as arrange to obtain approval from its shareholders’ meeting on the
Company has a duty to disclose the information memorandum regarding such transaction to the SET and appoint an independent financial advisor to provide opinions on the transaction as well as arrange to
of shareholders having an interest in the matter. The Company is also required to appoint the Independent Financial Advisor (IFA) to express views on the disposition of assets. The IFA will express