. An applicant shall submit an application and supplementary documents to the SEC Office in accordance with the format and procedures specified in the electronic work system of the SEC Office. Clause 5

business. Clause 4. An applicant shall submit an application and supplementary documents to the SEC Office in accordance with the format and procedures specified in the electronic work system of the SEC

documents which are in accordance with the form and procedure provided on the website of the SEC Office: (a) An application and supplementary documents; (b) A letter certifying that the person has

Commission   SorThor./Khor. 40/2547 Re: Form of Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor 19/10/2004

(codified as of 08/10/2004) (Synopsis)   23/01/2004 06/01/2004   Notification of the Office of the Securities and Exchange Commission   SorThor./Khor. 40/2547 Re: Form of Applications for Registration to be a

Derivatives Advisor   23/01/2004 06/01/2004 6. Notification of the Office of the Securities and Exchange Commission  SorThor./Khor. 40/2547 Re: Form of Applications for Registration to be a Derivatives

system, all mobile banking applications, and government disbursement mechanisms. Financial institutions continue to provide normal services for both retail and corporate clients without disruption. The BOT

Applications dated 7 July 2018.  

. The SEC grants exemption for the application fee of 100,000 baht per fund and the fund scheme revision fee of 5,000 baht per fund for the SRI Fund applications submitted in 2024.

Notification of the Securities and Exchange Commission. Concurrently, by virtue of the Cybercrime Law, the Ministry of Digital Economy and Society (DE) is authorized to block websites and applications of foreign