least separate a staff who prepares client’s assets account from staff who keeps the client’s assets, and specify that the transfer of the client’s assets each time must be approved by an authorized
. Participants were equipped with knowledge of many topics provided by qualified experts and specialists, especially in how to manage their private assets in the capital market and non-capital market, namely real
services of which the intermediary may provide to the clients shall be fully qualified as follows: (1) being an outbound product with the description and conditions similar to the capital market products
which the intermediary may provide to the clients shall be fully qualified as follows: (1) being an outbound product with the description and conditions similar to the capital market products which can be
personal loan portfolio. The Company is aware of the issues affecting overall operation, there is thus the measure to address such problems, for instance, searching for more qualified customers and improved
Approval to Foreign Auditors (No.2) dated 10 July 2015. 4 (1) being a qualified auditor, by foreign laws or regulations, to audit the financial statements of a company whose securities are traded on the main