through online communication system such as Facebook Live and YouTube within the country and overseas, as well - 12 - as utilizing mediation platform to avoid arrangement of various meetings, such as using
and procedures (if any) for preventing directors and executives from using inside information for personal gain, and for monitoring their securities trading especially during the month before public
PLC (SALEE). With the referral from the Stock Exchange of Thailand on irregular trading of SALEE shares as a result of a group of persons? trading causing the changes of SALEE share price and trading
person giving investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of
Bangkok, September 20, 2013 - The SEC imposed a one-month suspension on {A}, a derivatives investment consultant of Asia Plus Securities Plc. for trading derivatives on behalf of her client.Following
Criminal Code. A referral from the Stock Exchange of Thailand stated that irregularities in the trading of FOCUS shares had been detected in relation to trading activities of a certain group of persons. The
Important statistics ( 7 record(s) found) No. Report Name Data File As of Data Definition 1 Statistical highlights of the Stock Exchange of Thailand (SET) 2022 2 Trading values of the SET 2022 3
Bangkok, June 10, 2014 - The SEC suspended two capital investment consultants, namely {A} and {C}, and a securities investment consultant {B} for trading securities on behalf of the client and
Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to