with related parties to improve the supervision.”SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related parties and interested persons are
on Digital Asset Businesses B.E. 2561 (2018). The public and investors can verify the list of licensed business operators on the SEC website at www.sec.or.th or through the SEC Check First application
sufficient knowledge on the product to invest in. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the
agents, have contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com and www.ngm-trading.com
management to general public. Their activities involved advertisement, general solicitation and distribution through website www.sdc.us.com.The SEC?s probe revealed that Seandar Inc. and Matthew operated
spot market, open trading accounts and trade through website www.goldexasia.com. It was, however, found that there was no gold delivery while payments were not made in full for trading transactions
securities businesses of brokerage, investment advisory and private fund management by advertising, soliciting and using website http://www.qg-corp.com. The said actions were subject to an imprisonment from 2
complainant fell into the trap and later suffered damage from the investment.PPI office was located at 209/1 K Tower, Sukhumvit 21 (Asoke), Klongtuey Nua, Vadhana, Bangkok. Furthermore, PPI used website
at www.sec.or.th and via SEC Check First application, while a list of unauthorized individuals outside the SEC supervision is also available at Investor Alert on the SEC website via https
by strengthening supervisory measures for intermediaries before damage occurs.” The consultation paper is available on the SEC website (www.sec.or.th) and on the Legal Hub (law.go.th). Stakeholders