SEC. (This is the same channel for the current Form 81-1-IPO submission.)The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=959. Stakeholders and interested

audit reports to be in the same period, i.e., the first quarter of each year;     (3) To adjust security measures to be commensurate with the risks of small business operators, such as reducing

December 2024. The SET has also issued the fee waiver regulations under (2), to take effect during the same time period.  ________________________Notes: * SEC News No. 72/2024: SEC amends regulations

interim financial statements to the SEC by 15 September 2025. CHARAN was also required to disclose these financial statements to the public via SETLink within the same deadline. The instruction was issued

three years or upon occurrence of a widespread adverse incident;   (2) To adjust the submission schedule for the Risk Level Assessment (RLA) report and IT audit report to be within the same period (during

Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to

to make repo and reverse repo transactions in compliance with the same regulations imposed on securities companies. The consultation paper is available at https://www.sec.or.th/EN/Pages

mutual funds for institutional investors (general mutual funds). This is to promote flexibility in support of guidelines of asset mangement companies under the regulations of the same standards.  The

with customers’ asset safekeeping. This is to allow the general public to reap standardized services, while business operators are under proper supervision, in the same level with supervision on

same year in 2022.” Hosting the IOSCO Annual Meeting will bring about multifold benefits to the capital market and Thailand. For example, the SEC will have another forum to demonstrate its capacity