shares or partners in such juristic person, whether directly or indirectly, more than fifty percent of the outstanding shares or the total partnership; (3) a private fund of the persons under (1) or (2
practicable date, the aggregate amount of outstanding indebtedness that is senior to the subordinated debt securities. Also, disclose whether there is any limitation on the creation of additional senior
) The value of outstanding investment units is insufficient to accommodate the expenses for further investment management; (2) The nature of the sale of investment units, the number of unitholders or the
and a waiver is granted by the Office: (1) The value of outstanding investment units is insufficient to accommodate the expenses for further investment management; (2) The nature of the sale of
) The value of outstanding investment units is insufficient to accommodate the expenses for further investment management; (2) The nature of the sale of investment units, the number of unitholders or the
money which the client is entitled to be paid by the securities company , for payment of the client’s outstanding debt; (d) termination of an agreement. An agreement made between a securities company and
securities; (c) suspension of money which the client is entitled to be paid by the securities company, for payment of the client’s outstanding debt; (d) termination of an agreement. An agreement made between a
securities; (c) suspension of money which the client is entitled to be paid by the securities company, for payment of the client’s outstanding debt; (d) termination of an agreement. An agreement made between a
รองรับ ESOP-CD หรือ ESOP-warrant)) (จำนวนหุ้นที่จำหน่ายได้แล้วทั้งหมดของบริษัท ซึ่งรวมจำนวนหุ้นที่จะออกใหม่อื่น ที่บริษัท จะเสนอขายควบคู่กับ warrant ในครั้งนี้) * เฉพาะจำนวนหุ้นรองรับที่ outstanding
กลับคืนมา (outstanding units) ต่อตลาดหลักทรัพย์ ตามหลักเกณฑ์ที่ ตลาดหลักทรัพย์ก าหนด ให้ถือว่าผู้ออกใบส าคัญแสดงสิทธิอนุพันธ์ได้รายงานผลการขายใบส าคัญ แสดงสิทธิอนุพันธ์ต่อส านักงานตามวรรคหนึ่งแล้ว ข้อ 20