Building Confidence in the Capital Market No. 63/2015 No extension for submission of TIES’ 2014 and Q1/2015 financial statements Bangkok, May 22, 2015 – The SEC did not grant Thai Industrial
Club and auditors launch the project ?Pride of the Province?, aiming to promote high potential businesses nationwide to raise funds and list on the SET or the Market for Alternative Investment (mai
requested. The survey results indicate top-three findings in the audits of public companies in the areas of fair value measurements, internal control testing, and engagement quality control reviews
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) | - |- Securities Underwriting (Section 116) | - |- Underwriter of capital market product denominated in foreign currency | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control
under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc Translation client’s
https://publish.sec.or.th/nrs/5883pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board
Capital Market and Roles of Audit Committee in Good Corporate Governance”, by Deputy Secretary-General Sirivipa Supantanet. Assistant Secretary-General Thawatchai Kiatkwankul, and Director of Audit
(3) {K}, who neglected inspection and failed to comply with the bank's internal control system, causing the suspicious issues in the dishonest acts to evade inspection. The SEC has therefore banned the