accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. Prasian, Sirikorn, Somchai and Somchit allowed the co-principals to use their trading accounts for
auditors. These ongoing efforts have contributed to the increasing recognition of the Thai capital market in the European Union, and thereby Thai listed companies are allowed to raise fund in the EU market
management, (2) no restriction on type of investment property is imposed while investment overseas is allowed. In addition, up to 10% of total property can be invested in project under construction and (3
by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation. Such market manipulation was in violation
and adequate risk diversification. Provident funds will be allowed to invest up to 15% of net asset value of each fund or each policy in alternative assets, for example, commodities fund, instrument of
allowed Wichai to use the document in committing the said acts. The SEC therefore requested the DSI to investigate whether the act of such company secretary would be considered aiding or abetting Wichai?s
preparation of the minutes of the board of directors? meeting was the one who prepared and signed the minutes disregarding the fact that there was no such meeting. The company secretary's act allowed {A} to use
quality improvement not only indicated effectiveness and efficiency of companies? business operation throughout the year, but also allowed shareholders to seek clarification from the management. This year
trading transactions had no source of orders. It was also found in the recorded conversation that {A} had been allowed by the client to make securities trading decision. He informed the client of the
to via postal mail;?4. Supervision of Provident Fund Management: The responsibilities and qualifications of fund committees would be further prescribed, and the fund registrar would be allowed to