-high net worth investors, investment units of mutual funds with investment in derivatives, hybrid securities, and structured notes.*** Any applications submitted by Mr. Soontorn for SEC approval to be

อ้างอิง (underlying) ของสัญญาซื้อขายล่วงหน้า(derivatives) และตราสารที่มีลักษณะของสัญญาซื้อขายล่วงหน้าแฝง (structured notes) 1.1) เพิ่ม

derivatives, hybrid securities, and structured notes.*** Ms. Naruorn’s applications for SEC approval to serve as personnel in the capital market business will not be accepted during the six-year-and-eight

. Option Feature ขอ้มลู feature ของ Option ทีไ่มไ่ด ้listed ใน TFEX ทีค่งเหลอือยู ่ณ วนัสิน้เดอืน 6. Structured Notes Feature ขอ้มลู feature ของ Structured Notes ทีไ่ม่ได ้listed/registered ใน BEX/ThaiBMA ที

7 2.1 การเพิ่มปจจัยอางอิงในการออกหุนกูอนุพันธ 7 2.2 การกํากับดูแลตั๋วเงนิที่มอีนุพันธแฝง (structured note) 8 2.3 กําหนดใหธนาคารพาณิชยตางประเทศทีมีสาขาในประเทศไทยออกตราสารหนี้ไดทุกประเภท 9 -2

, such as a deposit account; in addition, there are other property found, such as buildings, large-scaled steel factory, machinery, etc. The Official Receiver has arranged a meeting of creditors to discuss

supplementing documents. Clause 7. The custodian may commence such securities business only after the Office has approved that the custodian has arranged its operation system and personnel to be ready to

date of receiving the completed application and supplementing documents. Clause 7. The custodian may commence such securities business only after the Office has approved that the custodian has arranged

have been arranged in compliance with the requirements in the commitment or the law; (3) provision that the management company can refuse to display any name in the register of unitholders in the case

outstanding of US dollar debts and payable while THB and VND depreciation against US dollar during this period; note that this is non-cash item and the US dollar debts were arranged for natural hedge with our